The values and goals of the Roman nobility link on many levels, consequently I have used subheadings (Roman virtues, civic virtues, religion & philosophy, ancestral standards and business ethics) before dealing with the associated problems.
ROMAN VIRTUES
With Rome almost constantly at war martial talents such as bravery and physical training became core roman values. Although Plutarch writes retrospectively, his description of Marcellus as “glowing and burning with desire to return to the war” is typical of Roman nobility’s warlust, Polybius also provides primary evidence for brave actions in his time. (“Many Romans have volunteered to engage in single combat so as to decide a whole battle, and not a few have chosen certain death.” From – Polybius 6.53-54) Accompanying virtues are endurance, self-discipline and perseverance; Plutarch praises Cato for maintaining these virtues until old age. (“everybody admired Cato, when they saw others sink under labours, and grow effeminate by pleasures; and yet beheld him unconquered by either, and that not only when he was young and desirous of honor, but also when old and grey headed, after a consulship and triumph; like some famous victor in the games, persevering in his exercise and maintaining his character to the very last.” Plutarch) Oratory skills are also admired when put to practical ends and Plutarch provides a description of Marcellus encouraging his soldiers (Two sections are particularly pertinent. “Marcellus was the one man who overcame the great and inveterate fear and dread, and revived, raised, and confirmed the spirits of the soldiers to that degree of emulation and bravery, that would not let them easily yield the victory, but made them contend for it to the last.” And “… were by him (Marcellus) taught to esteem it base and ignominious to return safe but unsuccessful; to be ashamed to confess that they had yielded one step in the terrors of the fight; and to grieve to extremity if they were not victorious.” Both these descriptions are taken from Plutarch).
Learning, wisdom and knowledge are also valued; Velleius Paterculus retrospectively attributes these to Scipio Aemilianus (“Scipio was a cultivated patron and admirer of liberal studies and of every form of learning, and kept constantly with him, at home and in the field, two men of eminent genius, Polybius and Panaetius. No one ever relieved the duties of active life by a more refined use of his intervals of leisure than Scipio, or was more constant in his devotion to the arts either of war of peace. Ever engaged in the pursuit of arms or his studies, he was either training his body by exposing it to dangers or his mind by learning.” Velleius Paterculus 1.13.2-5). Similarly, having many children, receiving public honours and honourably obtaining wealth are mentioned by Pliny who provides secondary evidence of this in Quintus Metellus’ eulogy for his father in which he lists the “ten greatest and highest objects in the pursuit of which wise men pass their lives” (“his father had achieved the ten greatest and highest objects in the pursuit of which wise men pass their lives: for he had made it his aim to be a first class warrior, a supreme orator and a very brave commander, to have the direction of operations of the highest importance, to enjoy the greatest honour, to be supremely wise, to be deemed the most eminent member of the senate, to obtain great wealth in an honourable way, to leave many children, and to achieve supreme distinction in the state; and that these things had fallen to his father’s lot, and to that of no one else since Rome’s foundation.” Pliny, Natural History 7.139). Specific public honours bestowed upon the young Scipio Aemilianus are also listed by Velleius Paterculus (“He had already received in Spain the mural crown, and in Africa the corona obsidionalis for his bravery” Velleius Paterculus 1.12.2-13.1)
However, primary evidence for a precise list of qualities admired by nobility are found in the tomb inscription of Publius Cornelius Scipio praising his “office, fame, virtus, glory and natural talent” (honos fama virtusque gloria atque ingenium – Translation taken from – Earl, Donald; The Moral and Political Tradition of Rome, Thames and Hudson, p.22) Finally, both Plutarch (Auctoritas is what Plutarch describes when the Syracusans attempted to impeach Metellus. “…but they, struck with consternation by his majesty and confidence, stood astonished, and the power of his presence now, in his robe of state, appeared far more terrible and severe than it had done when he was arrayed in armour.”) and Cicero (The men Cicero is speaking about here are Lucius Aemilius Paulus, Publius Cornelius Scipio Africanus and Quintus Fabius Maximus. “Men such as these displayed authority not only in what they said but by their merest nod, and the authority which belongs to old age, especially when enhanced by a distinguished record, is more precious that all the pleasures of youth.” Cicero, Cato Maior de Senectute XVII, 60.) describe particularly eminent men’s auctoritas.
CIVIC VIRTUES
However, for Roman nobility virtues only mattered when they served Rome. This inextricable link between civic and personal virtue informs Roman nobility’s values. As Earl explains, “the service of the state went hand in hand with self-interest”, also pointing out that “all Roman political invective shows an obsession with morality,” thus revealing this nexus between personal and civic virtue. Plutarch also records Cato saying he only wanted remembrance for honours that advantaged Rome (“and when any seemed to wonder, that he should have never a statue, while many ordinary persons had one; “I would,” said he, “much rather be asked, why I have not one, than why I have one.” In short, he would not have any honest citizen endure to be praised, except it might prove advantageous to the commonwealth.” Plutarch).
Moreover, a political career, attaining high office, doing important works and state distinction were noble’s goals (“to have the direction of operations of the highest importance, … to be deemed the most eminent member of the senate … and to achieve supreme distinction in the state…” Pliny, Natural History 7.139); primary evidence exists on tomb inscriptions praising political achievements (There are many inscriptions to these ends but here’s one that stands out from the inscription on the tomb of Gnaeus Cornelius Scipio Hispanus – probably son of Hispallus, praetor peregrinus in 139 B.C. “Gnaeus Cornelius Scipio Hispanus, son of Gnaeus. Praetor, curule aedile, quaestor, tribune of soldiers (twice); member of the Board of Ten for Judging Law-suits; member of the Board of Ten for Making Sacrifices.” Cn. Cornelius Cn. f. Scipio Hispanus pr. aid. cur. q. tr. mil. II Xvir sl. iudik. Xvir sacr. fac). However, Rome always comes first. The senacula was a senatorial waiting room; such buildings provide indirect evidence that senators were expected to be readily available for state duties.
Furthermore, the philosophical notion underpinning Cicero’s ‘On Duties’, that balancing self interest against morally right action is a false dilemma (according to Cicero what is morally right is all that needs to be considered), owes much to earlier values of state duty. Additionally, Cicero argues elsewhere that “the finest and noblest characters prefer a life of dedication to a life of self-indulgence.” Thus, Cicero’s republicanism and praise of the past expose his philosophy as a synthesis of earlier republican attitudes.
RELIGION & PHILOSOPHY
Rome was not secular, auspices were observed and religious rituals were regular activities (Livy regularly includes portents and subsequent senate meetings and religious proceedings throughout his histories), Plutarch explains that respecting religious observances trumped political action (“So much were all things at Rome made to depend upon religion; they would not allow any contempt of the omens and the ancient rites, even though attended with the highest success; thinking it to be of more importance to the public safety, that the magistrates should reverence the gods, than that they should overcome their enemies.” Plutarch). Religious office also enhanced “a politician’s dignity and prestige.”
However, the utilitarian Roman used religion to serve particular ends while metaphysical philosophy wasn’t highly regarded. Here Romans differ from Greeks; Plutarch betrays his Greek heritage when praising Archimedes disdain for engineering (“though these inventions had now obtained him the renown of more than human sagacity, he yet would not deign to leave behind him any commentary or writing on such subjects; but, repudiating as sordid and ignoble the whole trade of engineering, and every sort of art that lends itself to mere use and profit, he placed his whole affection and ambition in those purer speculations where there can be no reference to the vulgar needs of life”) and although Marcellus was distressed at Archimedes death, his respect was probably for Archimedes military engineering skills.
Furthermore, philosophy was even seen as dangerous, when Diogenes and Carneades arrived from Athens, Cato’s concern was that Roman youth would be distracted from doing well by speaking well (“but Cato, on the other side, seeing this passion for words flowing into the city, from the beginning, took it ill, fearing lest the youth should be diverted that way, and so should prefer the glory of speaking well before that of arms, and doing well.” Plutarch). Consequently, Cato invented a pretence to move all philosophers out of Rome. Also, in 139 BC a praetor’s edict expelled all astrologers from Rome and Italy (The reason being – ‘by their false interpretation of the stars and by their lies they were confusing shallow minds for their own financial profit’).
However, not all philosophers were unwelcome as the stoic Panaetius befriended Scipio Aemilianus. Stoicism provided a philosophic basis for Roman values such as virtus, pietas and gravitas, appealing to Romans for its application to everyday life. Plutarch’s description of Marcellus awaiting sentencing over the Syracusan impeachment shows his stoic nature (“Marcellus left his colleague to ask the sentences, and withdrawing with the Syracusans, staid expecting at the doors of the senate-house; not in the least discomposed in spirit, either with alarm at the accusation, or by anger against the Syracusans; but with perfect calmness and serenity attending the issue of the cause.” Plutarch). Seneca also later embodies Roman stoicism in the imperial age.
ANCESTRAL STANDARDS
The prerequisite for nobility was having a consul as an ancestor and Roman nobility strove to equal or surpass their ancestor’s achievements. Importantly, the presence of ones ancestors (via death masks) and repeated eulogies of their achievements at family funerals reinforced this desire. Polybius provides primary evidence of this influence on young nobles (“by this constant renewal of the good report of brave men, the fame of those who have performed any noble deed is made immortal, and the renown of those who have served their country well becomes a matter of common knowledge and a heritage for posterity. But the most important consequence of the ceremony is that it inspires young men to endure the extremes of suffering for the common good in the hope of winning the glory that waits upon the brave.” Polybius 6.53-54) and Sallust’s writings agree (“I have often heard that Quintus Fabius Maximus, Publius Scipio, and other eminent men of our country, were in the habit of declaring that their hearts were set mightily aflame for the pursuit of virtue whenever they gazed upon the masks of their ancestors … it is the memory of great deeds that kindles in the breasts of outstanding men this flame that cannot be quelled until they by their own prowess (virtus) have equalled the fame (fama) and glory (gloria) of their ancestors.” Sallust The Jugurthine War 4.5 – Loeb trans., modified). The pursuit of gloria also became the burden of the whole family – ancestors, the living and future generations (“Thus the ideal of the Roman aristocracy in its earliest expression known to us. It consisted in the gaining of pre-eminent gloria by the winning of public office and the participation in public life and by using these methods to achieve great deeds in the service of the state. It concerned not only the individual noble but the whole family, not only its living members but the dead ancestors and the unborn posterity.” Earl, Donald; The Moral and Political Tradition of Rome, Thames and Hudson, p.35), while regularly praising ancestors similarly influenced the whole of Roman society.
Importantly, the conversation recorded by Polybius between himself and Scipio Aemilianus is primary evidence that gives understanding of Scipio’s intense ambition (“ambition to prove himself worthy of his distinguished ancestry, a worthy grandson of Africanus; ambition for honour and glory, for military success and consequent fame, ambition to be a great and popular hero, to be the outstanding man in the state.” Astin, A. E., Scipio Aemilianus, Oxford, Clarendon Press, p.21). Cicero also has Cato speaking about belief in posterity as the reason for “mighty deeds” (“No one will ever convince me, my dear Scipio, that your father Lucius Aemilius Paullus Macedonicus, or your grandfathers Lucius Aemilius Paullus and Publius Cornelius Africanus, or the father or uncle of that Africanus, or other men too numerous to be named, would have done such mighty deeds to be remembered by posterity, if they had not understood that posterity was theirs.” Cicero, Cato Maior de Senectute, XXI, 77). Finally, some nobility even asserted Gods as ancestors; Suetonius describes Julius Caesar eulogising his Aunt Julia in this way (“When quaestor, he pronounced the customary orations from the rostra in praise of his aunt Julia and his wife Cornelia, who had both died. And in the eulogy of his aunt he spoke in the following terms of her paternal and maternal ancestry and that of his own father: “The family of my aunt Julia is descended by her mother from the kings, and on her father’s side is akin to the immortal Gods; for the Marcii Reges (her mother’s family name) go back to Ancus Marcius, and the Julii, the family of which ours is a branch, to Venus. Our stock therefore has at once the sanctity of kings, whose power is supreme among mortal men, and the claim to reverence which attaches to the Gods, who hold sway over kings themselves.”" Suetonius, Life of Julius 6.1).
BUSINESS ETHICS
The conservative Roman nobility were landowners, Plutarch describes Cato as “lay(ing) out his money in safe and solid things” (“resolving, therefore, to lay out his money in safe and solid things, he purchased ponds, hot baths, grounds full of fuller’s earth, remunerative lands, pastures, and woods; from all which he drew large returns.”). Moreover, Livy explains that “any form of trade (as) being beneath a senators dignity”, Earl also quotes several sources for this opinion.
Additionally, abstemious values and disdain for extravagance curtailed nobles’ business activities. Plutarch describes public appreciation for Marcellus bringing Syracusan artworks to Rome while the nobility admired Fabius more for not bringing such things from Tarentum (“Marcellus was more popular with the people in general, because he had adorned the city with beautiful objects that had all the charms of Grecian grace and symmetry; but Fabius Maximus, who neither touched nor brought away anything of this kind from Tarentum, when he had taken it, was more approved of by the elder men.” Plutarch). Furthermore, Cato was particularly abstemious, Plutarch describes him rejecting the Samnites present of gold explaining “he thought it more honorable to conquer those who possessed the gold, than to possess the gold itself.” However, primary evidence for abstemious Roman attitudes exists through several sumptuary laws such as the Oppian law (215 BC, which mostly limited female extravagance, 20 years later Cato opposed its repeal. Livy provides a narrative for the commotion this repeal created amongst the women in Rome. Livy XXIV 1-8) and the Orchian law (181 BC, which limited the number of guests at a party, Cato again vehemently oppose its repeal. For details of Cato’s speech see – Macrobius, Saturnalia, III.17.3º; Festus, s.vv. Obsonitavere, Percunctatum).
PROBLEMS
There are three main problems with the Roman aristocratic ethos of this period.
Firstly, as landowners the senate became over-concerned with land issues and often ignored the publics land interests, leading to the Gracchan land reform difficulties that heralded the republics demise.
Secondly, with emphasis on civic virtue, Roman nobles became overly focussed on Rome leading to misgovernment and abuse of foreign colonies. Additionally, Roman treaties that made conquered opponents recognise the maiestas of the Roman people supports Adcock’s statement that “many Romans had come to believe they were a master race.”
Thirdly, intense ambition arising from ancestor worship. Both Livy (“In my opinion the record has been corrupted by funeral orations and the false inscriptions attached to family portraits, with every family endeavouring to appropriate to itself the reputation and credit for achievements and magistracies by falsification and deception.” Livy 8.40.3-5) and Cicero (“Yet by these laudatory speeches our history has become quite distorted; for much is set down in them which never occurred, false triumphs, too large a number of consulships, false relationships and transitions of patricians to plebeian status…” Cicero, Brutus 62) complain about exaggerated eulogies falsifying the historical record; Sallust explains how descendants of famous ancestors were constantly under scrutiny (“The glory of ancestors (maiorum gloria) is, as it were, a light shining upon their posterity, suffering neither their virtues nor their faults to be hidden.” Sallust The Jugurthine War 85); mythical godlike ancestors only worsened the situation. Thus, Rome’s nobility became a society of over-achievers, aiming for exaggerated mythical ancestral pinnacles of success.
Consequently, such ambition undermined the state. Through populist means, Scipio Aemilianus circumvented political process, creating an atmosphere where individuals would consider unconstitutional methods to fulfil ambitions. Sallust provides philosophic insight describing ambition as “a fault which after all comes nearer to being a virtue” (Sallust’s analysis reminds me of Aristotle’s notion that virtue falls between two vices and we should aim for the middle path (or temperance). “At first, however, it was not so much avarice as ambition that disturbed men’s minds – a fault which after all comes nearer to being a virtue. For distinction, preferment, and power are the desire of good and bad alike – only, the one strives to reach his goal by honourable means, while the other, being destitute of good qualities, falls back on craft and deceit.” Sallust, Catilinae Coniuratio, 10,6). Finally, Dio also saw that “Scipio’s ambition was greater than was in keeping with his general excellence.”
In retrospective Roman histories we find this as a recurring theme. Aulus Gellius described M. Manlius Capitolinus possessing “in himself a great equipment for over-throwing the republic” (“He (M. Manlius Capitolinus), excelled in person, in exploits, in eloquence, in position, in energy, and confidence alike, so that it was easily seen that he possessed from himself and in himself a great equipment for over-throwing the republic.” Aulus Gellius, 17.2.13). Livy recounts the debate between Scipio Africanus and Fabius Maximus where Scipio sees ambitious jealousy as potentially harmful to the whole world (“I myself am convinced that the noblest minds compare themselves not only with their contemporaries but with great men in every age; nor do I pretend, Fabius, that I do not wish to rival your fame – indeed, if you will pardon my saying so, my ambition is to surpass it if I can. I hope your attitude towards me, and mine towards younger men, may never be such that we are unwilling for anyone else to come in time to be as we are; for jealousy like that would be harmful not only to its immediate objects, but to the country as a whole – indeed to the world.” Livy, Book XXVIII, 43). Finally, at the end of the republic Cicero encapsulates the moral of the whole Roman Republican story. “So everyone ought to have the same purpose: to make the interest of each the same as the interest of all. For if men grab for themselves, it will mean the complete collapse of human society.”
BIBLIOGRAPHY
ANCIENT SOURCES
Aulus Gellius, 17.2.13
Cicero, Brutus 62
Cicero, Cato Maior de Senectute (on old age), XXI, 77
Cicero, De Officiis I, 150f
Cicero, In Verrum II, ii, 122
Cicero, How to Make the Right Decisions. Transl. Michael Grant in Latin Literature: An Anthology. (NY, Penguin Books)
Dio, fgt. 84. I.
Festus, s.vv. Obsonitavere, Percunctatum
Livy, books VIII, XXI, XXII, XXIV, XXV, XXVIII, XXIX.
Macrobius, Saturnalia, III.
Pliny, Natural History
Polybius 6.53-54
Polybius 31.23-24 (penguin translation)
Plutarch, Lives of the Noble Grecians and Romans; translated by Dryden, edited by A. H. Clough; made available online by the University of Adelaide library at http://etext.library.adelaide.edu.au/p/plutarch/
Sallust, Catilinae Coniuratio, (Penguin classics)
Sallust, The Jugurthine War, (Penguin classics)
Suetonius, Life of Julius
Valerius Maximus III
Velleius Paterculus 1.12.2-13.1 and 1.13.2-5
MODERN SOURCES
Adcock, F. E., Roman Political Ideas and Practice (University of Michigan Press)
Astin, A. E., Scipio Aemilianus (Oxford, Clarendon Press)
Earl, Donald; The Moral and Political Tradition of Rome (Thames and Hudson)
Scullard, H.H., From the Gracchi to Nero, (1982, 5th edition, London)